Art Essay Fiction Future Novel

If you happen to be a writer, one of the great benisons of having children is that your personal culture-mine is equipped with its own canaries. As you tunnel on relentlessly into the future, these little harbingers either choke on the noxious gases released by the extraction of decadence, or they thrive in the clean air of what we might call progress. A few months ago, one of my canaries, who's in his mid-teens and harbours a laudable ambition to be the world's greatest ever rock musician, was messing about on his electric guitar. Breaking off from a particularly jagged and angry riff, he launched into an equally jagged diatribe, the gist of which was already familiar to me: everything in popular music had been done before, and usually those who'd done it first had done it best. Besides, the instant availability of almost everything that had ever been done stifled his creativity, and made him feel it was all hopeless.

A miner, if he has any sense, treats his canary well, so I began gently remonstrating with him. Yes, I said, it's true that the web and the internet have created a permanent Now, eliminating our sense of musical eras; it's also the case that the queered demographics of our longer-living, lower-birthing population means that the middle-aged squat on top of the pyramid of endeavour, crushing the young with our nostalgic tastes. What's more, the decimation of the revenue streams once generated by analogues of recorded music have put paid to many a musician's income. But my canary had to appreciate this: if you took the long view, the advent of the 78rpm shellac disc had also been a disaster for musicians who in the teens and 20s of the last century made their daily bread by live performance. I repeated one of my favourite anecdotes: when the first wax cylinder recording of Feodor Chaliapin singing "The Song of the Volga Boatmen" was played, its listeners, despite a lowness of fidelity that would seem laughable to us (imagine a man holding forth from a giant bowl of snapping, crackling and popping Rice Krispies), were nonetheless convinced the portly Russian must be in the room, and searched behind drapes and underneath chaise longues for him.

So recorded sound blew away the nimbus of authenticity surrounding live performers – but it did worse things. My canaries have often heard me tell how back in the 1970s heyday of the pop charts, all you needed was a writing credit on some loathsome chirpy-chirpy-cheep-cheeping ditty in order to spend the rest of your born days lying by a guitar-shaped pool in the Hollywood Hills hoovering up cocaine. Surely if there's one thing we have to be grateful for it's that the web has put paid to such an egregious financial multiplier being applied to raw talentlessness. Put paid to it, and also returned musicians to the domain of live performance and, arguably, reinvigorated musicianship in the process. Anyway, I was saying all of this to my canary when I was suddenly overtaken by a great wave of noxiousness only I could smell. I faltered, I fell silent, then I said: sod you and your creative anxieties, what about me? How do you think it feels to have dedicated your entire adult life to an art form only to see the bloody thing dying before your eyes?

My canary is a perceptive songbird – he immediately ceased his own cheeping, except to chirrup: I see what you mean. The literary novel as an art work and a narrative art form central to our culture is indeed dying before our eyes. Let me refine my terms: I do not mean narrative prose fiction tout court is dying – the kidult boywizardsroman and the soft sadomasochistic porn fantasy are clearly in rude good health. And nor do I mean that serious novels will either cease to be written or read. But what is already no longer the case is the situation that obtained when I was a young man. In the early 1980s, and I would argue throughout the second half of the last century, the literary novel was perceived to be the prince of art forms, the cultural capstone and the apogee of creative endeavour. The capability words have when arranged sequentially to both mimic the free flow of human thought and investigate the physical expressions and interactions of thinking subjects; the way they may be shaped into a believable simulacrum of either the commonsensical world, or any number of invented ones; and the capability of the extended prose form itself, which, unlike any other art form, is able to enact self-analysis, to describe other aesthetic modes and even mimic them. All this led to a general acknowledgment: the novel was the true Wagnerian Gesamtkunstwerk.

This is not to say that everyone walked the streets with their head buried in Ulysses or To the Lighthouse, or that popular culture in all its forms didn't hold sway over the psyches and imaginations of the great majority. Nor do I mean to suggest that in our culture perennial John Bull-headed philistinism wasn't alive and snorting: "I don't know much about art, but I know what I like." However, what didn't obtain is the current dispensation, wherein those who reject the high arts feel not merely entitled to their opinion, but wholly justified in it. It goes further: the hallmark of our contemporary culture is an active resistance to difficulty in all its aesthetic manifestations, accompanied by a sense of grievance that conflates it with political elitism. Indeed, it's arguable that tilting at this papery windmill of artistic superiority actively prevents a great many people from confronting the very real economic inequality and political disenfranchisement they're subject to, exactly as being compelled to chant the mantra "choice" drowns out the harsh background Muzak telling them they have none.

Just because you're paranoid it doesn't mean they aren't out to get you. Simply because you've remarked a number of times on the concealed fox gnawing its way into your vitals, it doesn't mean it hasn't at this moment swallowed your gall bladder. Ours is an age in which omnipresent threats of imminent extinction are also part of the background noise – nuclear annihilation, terrorism, climate change. So we can be blinkered when it comes to tectonic cultural shifts. The omnipresent and deadly threat to the novel has been imminent now for a long time – getting on, I would say, for a century – and so it's become part of culture. During that century, more books of all kinds have been printed and read by far than in the entire preceding half millennium since the invention of movable-type printing. If this was death it had a weird, pullulating way of expressing itself. The saying is that there are no second acts in American lives; the novel, I think, has led a very American sort of life: swaggering, confident, brash even – and ever aware of its world-conquering manifest destiny. But unlike Ernest Hemingway or F Scott Fitzgerald, the novel has also had a second life. The form should have been laid to rest at about the time of Finnegans Wake, but in fact it has continued to stalk the corridors of our minds for a further three-quarters of a century. Many fine novels have been written during this period, but I would contend that these were, taking the long view, zombie novels, instances of an undead art form that yet wouldn't lie down.

Literary critics – themselves a dying breed, a cause for considerable schadenfreude on the part of novelists – make all sorts of mistakes, but some of the most egregious ones result from an inability to think outside of the papery prison within which they conduct their lives' work. They consider the codex. They are – in Marshall McLuhan's memorable phrase – the possessors of Gutenberg minds.

There is now an almost ceaseless murmuring about the future of narrative prose. Most of it is at once Panglossian and melioristic: yes, experts assert, there's no disputing the impact of digitised text on the whole culture of the codex; fewer paper books are being sold, newspapers fold, bookshops continue to close, libraries as well. But … but, well, there's still no substitute for the experience of close reading as we've come to understand and appreciate it – the capacity to imagine entire worlds from parsing a few lines of text; the ability to achieve deep and meditative levels of absorption in others' psyches. This circling of the wagons comes with a number of public-spirited campaigns: children are given free books; book bags are distributed with slogans on them urging readers to put books in them; books are hymned for their physical attributes – their heft, their appearance, their smell – as if they were the bodily correlates of all those Gutenberg minds, which, of  course, they are.

The seeming realists among the Gutenbergers say such things as: well, clearly, books are going to become a minority technology, but the beau livre will survive. The populist Gutenbergers prate on about how digital texts linked to social media will allow readers to take part in a public conversation. What none of the Gutenbergers are able to countenance, because it is quite literally – for once the intensifier is justified – out of their minds, is that the advent of digital media is not simply destructive of the codex, but of the Gutenberg mind itself. There is one question alone that you must ask yourself in order to establish whether the serious novel will still retain cultural primacy and centrality in another 20 years. This is the question: if you accept that by then the vast majority of text will be read in digital form on devices linked to the web, do you also believe that those readers will voluntarily choose to disable that connectivity? If your answer to this is no, then the death of the novel is sealed out of your own mouth.

We don't know when the form of reading that supported the rise of the novel form began, but there were certain obvious and important way-stations. We think of Augustine of Hippo coming upon Bishop Ambrose in his study and being amazed to see the prelate reading silently while moving his lips. We can cite the introduction of word spaces in seventh-century Ireland, and punctuation throughout medieval Europe – then comes standardised spelling with the arrival of printing, and finally the education reforms of the early 1900s, which meant the British Expeditionary Force of 1914 was probably the first universally literate army to take to the field. Just one of the ironies that danced macabre attendance on this most awful of conflicts was that the conditions necessary for the toppling of solitary and silent reading as the most powerful and important medium were already waiting in the wings while Sassoon, Graves and Rosenberg dipped their pens in their dugouts.

In Understanding Media, Marshall McLuhan writes about what he terms the "unified electrical field". This manifestation of technology allows people to "hold" and "release" information at a distance; it provides for the instantaneous two‑way transmission of data; and it radically transforms the relationship between producers and consumers – or, if you prefer, writers and readers. If you read McLuhan without knowing he was writing in the late 1950s, you could be forgiven for assuming he was describing the interrelated phenomena of the web and the internet that are currently revolutionising human communications. When he characterises "the global village" as an omni-located community where vast distances pose no barrier to the sharing of intimate trivia, it is hard not to believe he himself regularly tweeted. In fact, McLuhan saw the electric light and the telegraph as the founding technologies of the "unified electrical field", and, rather than being uncommonly prescient, he believed all the media necessary for its constitution – broadcast radio, film, television, the telephone – were securely in place by the time of, say, the publication of Finnegans Wake.

McLuhan, having enjoyed his regulation 15 minutes of fame in the unified electrical field of the 1960s has fallen out of fashion; his rigorous insistence that the content of any given medium is an irrelevance when it comes to understanding its psychological impact is unpopular with the very people who first took him up: cultural workers. No one likes to be told their play/novel/poem/film/TV programme/concept double-album is wholly analysable in terms of its means of transmission. Understanding Media tells us little about what media necessarily will arise, only what impact on the collective psyche they must have. In the late 20th century, a culture typified by a consumerist ethic was convinced that it – that we – could have it all. This "having it all" was even ascribed its own cultural era: the postmodern. We weren't overtaken by new technologies, we simply took what we wanted from them and collaged these fragments together, using the styles and modes of the past as a framework of ironic distancing: hence the primacy of the message was reasserted over its medium.

The main objection to this is, I think, at once profoundly commonsensical and curiously subtle. The literary critic Robert Adams observed that if postmodernism was to be regarded as a genuine cultural era, then it made modernism itself a strangely abbreviated one. After all, if we consider that all other western cultural eras – classicism, medieval, the Renaissance – seem to average about half a millennium a piece, it hardly matters whether you date modernism's onset to Rousseau, Sturm und Drang or Les Demoiselles d'Avignon, it clearly still has a long way to go. By the same token, if – as many seem keen to assert – postmodernism has already run its course, then what should we say has replaced it, post-postmodernism, perhaps? It would seem better all round to accept the truth, which is that we are still solidly within the modernist era, and that the crisis registered in the novel form in the early 1900s by the inception of new and more powerful media technologies continues apace. The use of montage for transition; the telescoping of fictional characters into their streams of consciousness; the abandonment of the omniscient narrator; the inability to suspend disbelief in the artificialities of plot – these were always latent in the problematic of the novel form, but in the early 20th century, under pressure from other, juvenescent, narrative forms, the novel began to founder. The polymorphous multilingual perversities of the later Joyce, and the extreme existential asperities of his fellow exile, Beckett, are both registered as authentic responses to the taedium vitae of the form, and so accorded tremendous, guarded respect – if not affection.

After Joyce, we continue to read; we read a great deal – after all, that's what you do when you're wheeled out into the sun porch of a care home: you read. You may find it difficult to concentrate, given the vagaries of your own ageing Gutenberg mind, while your reading material itself may also have a senescent feel, what with its greying stock and bleeding type – the equivalent, in codex form, of old copies of the Reader's Digest left lying around in dentists' waiting rooms. Yet read you do, closing your ears obstinately to the nattering of radio and television, squinting so as to shut out the bluey light from the screens that surround you, turning your head in order to block out the agitation of your neighbours' fingers as they tweezer info panels into being. I've often thought that western European socialism survived as a credible ideological alternative up until 1989 purely because of the Soviet counterexample: those on the left were able to point east and say, I may not altogether know how socialism can be achieved, but I do know it's not like this. So it was with the novel: we may not have known altogether how to make it novel again, but we knew it couldn't go the way of Hollywood. Now film, too, is losing its narrative hegemony, and so the novel – the cultural Greece to its world-girdling Rome – is also in ineluctable decline.

I repeat: just because you're paranoid it doesn't mean they aren't out to get you. When I finished my first work of fiction in 1990 and went looking for a publisher, I was offered an advance of £1,700 for a paperback original edition. I was affronted, not so much by the money (although pro rata it meant I was being paid considerably less than I would have working in McDonald's), but by not receiving the sanctification of hard covers. The agent I consulted told me to accept without demur: it was, he said, nigh-on impossible for new writers to get published – let alone paid. At that time the reconfiguration of the medium was being felt through the ending of the Net Book Agreement, the one-time price cartel that shored up publishers' profits by outlawing retailer discounting. In retrospect, the ending of the agreement was simply a localised example of a much wider phenomenon: the concertinaing of the textual distribution network into a short, wide pipe. It would be amusing to read the meliorism of the Panglosses if it weren't also so irritating; writing a few months ago in the New Statesman, Nicholas Clee, a former editor of the Bookseller, no less, surveyed all of the changes wrought by digital media – changes that funnel together into the tumultuous wordstream of Jeff Bezos's Amazon – before ending his excursus where he began, with the best of all possible facts implying we were in the best of all possible worlds: "I like," Clee wrote, "buying books on Amazon."

Groucho Marx once said to a man with six children taking part in his TV show: "I like my cigar, but I know when to take it out." By the same token: I also like buying books on Amazon, but I'm under no illusion that this means either the physical codex, or the novel – a form of content specifically adapted to it – will survive as a result of my preferences. Because I'm also very partial to sourcing digital texts from Project Gutenberg, then wordsearching them for a quotation I want to use. I like my typewriter as well, a Groma Kolibri manufactured in the German Democratic Republic in the early 1960s, but I'm under no illusion that it's anything but old technology. I switched to writing the first drafts of my fictions on a manual typewriter about a decade ago because of the inception of broadband internet. Even before this, the impulse to check email, buy something you didn't need, or goggle at images of the unattainable was there – but at least there was the annoying tocsin of dial-up connection to awake you to your time-wasting. With broadband it became seamless: one second you were struggling over a sentence, the next you were buying oven gloves. Worse, if, as a writer, you reached an impasse where you couldn't imagine what something looked or sounded like, the web was there to provide instant literalism: the work of the imagination, which needs must be fanciful, was at a few keystrokes reduced to factualism. All the opinions and conceptions of the new media amount to nothing set beside the way they're actually used.

While I may have registered the effect of digital media on my sense perception, I by no means feel immune from them; on the contrary, I've come to realise that the kind of psyche implicit in the production and consumption of serious novels (which are what, after all, serious artists produce), depends on a medium that has inbuilt privacy: we must all be Ambroses. In a recent and rather less optimistic article in the New Yorker on the Amazon phenomenon, George Packer acknowledges the impact on the publishing industry of digital text: the decline in physical sales; and the removal of what might be termed the "gatekeepers", the editors and critics who sifted the great ocean of literary content for works of value. He foresees a more polarised world emerging: with big bestsellers commanding still more sales, while down below the digital ocean seethes with instantly accessible and almost free texts. Packer observes that this development parallels others in the neoliberal economy, which sees market choice as the only human desideratum. The US court's ruling against the big five publishers in the English-speaking world and in favour of Amazon was predicated on this: their desperate attempt to resist Amazon's imposition of punitive discounting constituted a price cartel. But, really, this was only the latest skirmish in a long war; the battles of the 1990s, when both here and in the US chain bookstores began to gobble up the independents, were part of the same conflict: one between the medium and the message, and as I think I've already made clear, in the long run it's always the medium that wins.

I've no doubt that a revenue stream for digitised factual text will be established: information in this form is simply too useful for it not to be assigned monetary value. It is novels that will be the victims of the loss of effective copyright (a system of licensing and revenue collection that depended both on the objective form of the text, and defined national legal jurisdictions); novels and the people who write them. Fortunately, institutions are already in existence to look after us. The creative writing programmes burgeoning throughout our universities are exactly this; another way of looking at them is that they're a self-perpetuating and self-financing literary set-aside scheme purpose built to accommodate writers who can no longer make a living from their work. In these care homes, erstwhile novelists induct still more and younger writers into their own reflexive career paths, so that in time they too can become novelists who cannot make a living from their work and so become teachers of creative writing.

In case you think I'm exaggerating, I have just supervised a doctoral thesis in creative writing: this consists in the submission of a novel written by the candidate, together with a 35,000-word dissertation on the themes explored by that novel. My student, although having published several other genre works, and despite a number of ringing endorsements from his eminent creative-writing teachers, has been unable to find a publisher for this, his first serious novel. The novel isn't bad – although nor is it Turgenev. The dissertation is interesting – although it isn't a piece of original scholarship. Neither of them will, in all likelihood, ever be read again after he has been examined. The student wished to bring the date of his viva forward – why? Well, so he could use his qualification to apply for a post teaching – you guessed it – creative writing. Not that he's a neophyte: he already teaches creative writing, he just wants to be paid more highly for the midwifery of stillborn novels.

If you'll forgive a metaphoric ouroboros: it shouldn't surprise us that this is the convulsive form taken by the literary novel during its senescence; some of the same factors implicated in its extinction are also responsible for the rise of the creative writing programme; specifically a wider culture whose political economy prizes exchange value over use value, and which valorises group consciousness at the expense of the individual mind. Whenever tyro novelists ask me for career advice I always say the same thing to them: think hard about whether you wish to spend anything up to 20 or 30 years of your adult life in solitary confinement; if you don't like the sound of that silence, abandon the idea right away. But nowadays many people who sign up for creative-writing programmes have only the dimmest understanding of what's actually involved in the writing life; the programme offers them comity and sympathetic readers for their fledgling efforts – it acts, it essence, as a therapy group for the creatively misunderstood. What these people are aware of – although again, usually only hazily – is that some writers have indeed had it all; if by this is meant that they are able to create as they see fit, and make a living from what they produce. In a society where almost everyone is subject to the appropriation of their time, and a vast majority of that time is spent undertaking work that has little human or spiritual value, the ideal form of the writing life appears gilded with a sort of wonderment. The savage irony is that even as these aspirants sign up for the promise of such a golden career, so the possibility of their actually pursuing it steadily diminishes; a still more savage irony is that the very form their instruction takes militates against the culture of the texts they desire to produce. WB Yeats attributed to his father the remark that "Poetry is the social act of the solitary man"; with the creative-writing programmes and the Facebook links embedded in digitised texts encouraging readers to "share" their insights, writing and reading have become the solitary acts of social beings. And we all know how social beings tend to regard solitary acts – as perversities, if not outright perversions.

As I said at the outset: I believe the serious novel will continue to be written and read, but it will be an art form on a par with easel painting or classical music: confined to a defined social and demographic group, requiring a degree of subsidy, a subject for historical scholarship rather than public discourse. The current resistance of a lot of the literate public to difficulty in the form is only a subconscious response to having a moribund message pushed at them. As a practising novelist, do I feel depressed about this? No, not particularly, except on those occasions when I breathe in too deeply and choke on my own decadence. I've no intention of writing fictions in the form of tweets or text messages – nor do I see my future in computer-games design. My apprenticeship as a novelist has lasted a long time now, and I still cherish hopes of eventually qualifying. Besides, as the possessor of a Gutenberg mind, it is quite impossible for me to foretell what the new dominant narrative art form will be – if, that is, there is to be one at all.

What I can do is observe my canary: he doesn't read much in the way of what I'd call serious novels, but there's no doubting that he's alive, breathing deep of a rich and varied culture, and shows every sign of being a very intelligent and thoughtful songbird. On that basis, I think it's safe for us both to go on mining.

• This is an edited version of this year's Richard Hillary memorial lecture, which will be given by Will Self on 6 May at the Gulbenkian theatre, St Cross Building, Oxford.

This essay appears in There Is Simply Too Much to Think About, Bellow’s collected non-fiction edited by Benjamin Taylor. On the tenth anniversary of Bellow's death, this 1962 essay reminds us that anxiety regarding the future of the novel is nothing new. Bellow was awarded the Nobel Prize in Literature in 1976.

We know that science has a future, we hope that government will have one. But it is not altogether agreed that the novel has any­thing but a past. There are some who say that the great novelists of the twentieth century—Proust, Joyce, Mann and Kafka—have created sterile masterpieces and that with them we have come to the end of the line. No further progress is possible.

It does sometimes seem that the narrative art itself has dissolved. The person, the character as we knew him in the plays of Sophocles or Shakespeare, in Cervantes, Fielding and Balzac, has gone from us. In­stead of a unitary character with his unitary personality, his ambitions, his passions, his soul, his fate, we find in modern literature an oddly dispersed, ragged, mingled, broken, amorphous creature whose outlines are everywhere, whose being is bathed in mind as the tissues are bathed in blood and who is impossible to circumscribe in any scheme of time. A cubistic, Bergsonian, uncertain, eternal, mortal someone who shuts and opens like a concertina and makes a strange music. And what has struck artists in this century as the most amusing part of all is that the descriptions of self that still have hold of us are made up of the old unitary foursquare traits noted according to the ancient conventions. What we insist on seeing is not a quaintly organized chaos of instinct and spirit but what we choose to call “the personality”—a presentably combed and dressed someone who is decent, courageous, handsome, or not so handsome but strong, or not so strong but certainly generous, or not so generous but anyway reliable. So it goes.

Of all modern writers, it is D. H. Lawrence who is most implacably hostile toward this convention of unitary character. For him this character of a civilized man does not really exist. What the modern civilized person calls his personality is to Lawrence figmentary: a product of civilized education, dress, manners, style and “culture.” The head of this modern personality is, he says, a wastepaper basket filled with ready-made notions. Sometimes he compares the civilized conception of character to a millstone—a painted millstone about our necks is the metaphor he makes of it. The real self, unknown, is hidden, a sunken power in us; the true identity lies deep—very deep. But we do not deal much in true identity, goes his argument. The modern character on the street, or in a conventional story or film, is what a sociologist has re­cently described as the “presentation” self. The attack on this presenta­tion self or persona by modern art is a part of the war that literature, in its concern with the individual, has fought with civilization. The civi­lized individual is proud of his painted millstone, the burden that he believes gives him distinction. In an artist’s eyes his persona is only a rude, impoverished, mass-produced figure brought into being by a civ­ilization in need of a working force, a reservoir of personnel, a docile public that will accept suggestion and control.

The old unitary personality that still appears in popular magazine stories, in conventional best-sellers, in newspaper cartoons and in the movies is a figure descended from well-worn patterns, and popular art forms (like the mystery novel and the western) continue to exploit endlessly the badly faded ideas of motives and drama or love and hate. The old figures move ritualistically through the paces, finding now and then variations in setting and costume, but they are increasingly remote from real reality. The functions performed by these venerable literary types should be fascinating to the clinical psychologist who may be able to recognize in these stories an obsessional neurosis here, paranoid fan­tasy there, or to the sociologist, who sees resemblances to the organiza­tion of government bureaus or hears echoes of the modern industrial corporations. But the writer brought up in a great literary tradition not only sees these conventional stories as narcotic or brainwashing enter­tainments, at worst breeding strange vices, at best performing a thera­peutic function. He also fears that the narrative art we call the novel may have come to an end, its conception of the self exhausted and with this conception our interest in the fate of that self so conceived.

It is because of this that Gertrude Stein tells us in one of her lectures that we cannot read the great novels of the twentieth century, among which she includes her own The Making of Americans, for what happens next. And in fact Ulysses, Remembrance of Things Past, The Magic Moun­tain and The Making of Americans do not absorb us in what happens next. They interest us in a scene, in a dialogue, a mood, an insight, in language, in character, in the revelation of a design, but they are not narratives. Ulysses avoids anything resembling the customary story. It is in some sense a book about literature and offers us a history of English prose style and of the novel. It is a museum containing all the quaint armor, halberds, crossbows and artillery pieces of literature. It exhibits them with a kind of amused irony and parodies and transcends them all. These are the things that once entranced us. Old sublimities, old dodges, old weapons, all useless now; pieces of iron once heroic, lovers’ embraces once romantic, all debased by cheap exploitation, all unfit.

Language too is unfit. Erich Heller in a recent book quotes a typical observation by Hugo von Hofmannsthal on the inadequacy of old forms of expression. Hofmannsthal writes, “Elements once bound to­gether to make a world now present themselves to the poet in mon­strous separateness. To speak of them coherently at all would be to speak untruthfully. The commonplace phrases of the daily round of observations seem all of a sudden insoluble riddles. The sheriff is a wicked man, the vicar is a good fellow, our neighbor must be pitied, his sons are wastrels. The baker is to be envied, his daughters are virtuous.” In Hofmannsthal’s A Letter these formulas are present as “utterly lack­ing in the quality of truth.” He is unable, he explains, “to see what people say and do with the simplifying eye of habit and custom. Every­thing falls to pieces, the pieces to pieces again, and nothing can be comprehended any more with the help of customary notions.”

Character, action and language then have been put in doubt, and the Spanish philosopher Ortega y Gasset, summing up views widely held, says the novel requires a local setting with limited horizons and familiar features, traditions, occupations, classes. But as everyone knows, these old-fashioned local worlds no longer exist. Or perhaps that is inaccurate. They do exist but fail to interest the novelist. They are no longer local societies as we see them in Jane Austen or George Eliot.

Our contemporary local societies have been overtaken by the world. The great cities have devoured them, and now the universe itself im­poses itself upon us; space with its stars comes upon us in our cities. So now we have the universe itself to face, without the comforts of com­munity, without metaphysical certainty, without the power to distin­guish the virtuous from the wicked man, surrounded by dubious realities and discovering dubious selves.

Things have collapsed about us, says D. H. Lawrence on the first page of Lady Chatterley’s Lover, and we must each of us try to put to­gether some sort of life. He offers us a sort of nature mysticism, love but without false romanticism, an acceptance of true desire as the first prin­ciple of recovery. Other writers have come forward with aesthetic or political or religious first principles. All the modern novelists worth mentioning aim at a point beyond customary notions, customary dra­mas and customary conceptions of character. The old notion of a customary self, of the fate of an all-important Me, displeases the best of them. We have lived now through innumerable successes and failures of these old selves. In American literature we have watched their prog­ress and decline in scores of books since the Civil War, from buoyancy to depression. The Lambert Strethers, the Hurstwoods and Cowperwoods, the Gatsbys may still impress or please us as readers, but as writers, no. Their mental range is no longer adequate to these new cir­cumstances. Those characters suit us better who stand outside society and, unlike Gatsby, have no wish to be sentimentally reconciled to it. Unlike Dreiser’s millionaires, we have no more desire for its wealth; unlike Strether, we are not attracted by the power of an old and know­ing civilization.

This is why so many of us prefer the American novels whose charac­ters are most nearly removed from the civil state—Moby-Dick and Huckleberry Finn. We feel in our own time that what is called the civi­lized condition often swings close to what Hobbes calls the state of nature, a condition of warfare in which the life of the individual is nasty, brutish, dull and short. But we must be careful not to be swept away by the analogy. We have seen to our grief in recent European and especially German history the results of trying to bolt from all civilized and legal tradition. It is in our minds that the natural and the civil, autarchy and discipline, are most explosively mixed.

But for us here in America discipline is represented largely by the enforced repressions. We do not know much of the delights of discipline. Almost nothing of a spiritual, ennobling character is brought into the internal life of a modern American by his social institutions. He must discover it in his own experience, by his own luck as an explorer, or not at all. Society feeds him, clothes him, to an extent protects him, and he is its infant. If he accepts the state of infancy, contentment can be his. But if the idea of higher functions comes to him, he is pro­foundly unsettled. The hungry world is rushing on all continents to­ward such a contentment, and with passions and desires, frustrated since primitive times, and with the demand for justice never so loudly expressed. The danger is great that it will be satisfied with the bottles and toys of infancy. But the artists, the philosopher, the priest, the statesman are concerned with the full development of humanity—its manhood, occasionally glimpsed in our history, occasionally felt by individuals.

With all this in mind, people here and there still continue to write the sort of book we call a novel. When I am feeling blue, I can almost persuade myself that the novel, like Indian basketry or harness-making, is a vestigial art and has no future. But we must be careful about proph­ecy. Even prophecy based on good historical study is a risky business, and pessimism, no less than optimism, can be made into a racket. All industrial societies have a thing about obsolescence. Classes, nations, races and cultures have in our time been declared obsolete, with results that have made ours one of the most horrible of all centuries. We must, therefore, be careful about deciding that any art is dead.

This is not a decision for a coroner’s jury of critics and historians. The fact is that a great many novelists, even those who have concen­trated on hate, like Céline, or on despair, like Kafka, have continued to perform a most important function. Their books have attempted, in not a few cases successfully, to create scale, to order experience, to give value, to make perspective and to carry us toward sources of life, toward life-giving things. The true believer in disorder does not like novels. He follows another calling. He is an accident lawyer or a promoter, not a novelist. It always makes me sit up, therefore, to read yet another scold­ing of the modern novelist written by highly paid executives of multimillion-dollar magazines. They call upon American writers to represent the country fairly, to affirm its values, to increase its prestige in this dangerous period. Perhaps, though, novelists have a different view of what to affirm. Perhaps they are running their own sort of sur­vey of affirmable things. They may come out against nationalism or against the dollar, for they are an odd and unreliable lot. I have already indicated that it is the instinct of the novelist, however, to pull toward order. Now this is a pious thing to say, but I do not intend it merely to sound good. It should be understood only as the beginning of another difficulty.

What ideas of order does the novelist have and where does he get them and what good are they in art? I have spoken of Lawrence’s belief that we must put together a life for ourselves—singly, in pairs, in groups—out of the wreckage. Shipwreck and solitude are not, in his opinion, unmixed evils. They are also liberating, and if we have the strength to use our freedom, we may yet stand in a true relation to na­ture and to other men. But how are we to reach this end? Lawrence proposes a sort of answer in Lady Chatterley’s Lover, showing us two people alone together in the midst of a waste. I sometimes feel that Lady Chatterley’s Lover is a sort of Robinson Crusoe for two, exploring man’s sexual resources rather than his technical ingenuity. It is every bit as moral a novel as Crusoe. Connie and Mellors work at it as hard and as conscientiously as Robinson and there are as many sermons in the one as in the other. The difference is that Lawrence aimed with all his pow­ers at the writing of this one sort of book. To this end he shaped his life, the testing ground of his ideas. For what is the point of recommending a course of life that one has not tried oneself?

This is one way to assess the careers and achievements of many mod­ern artists. Rimbaud, Strindberg, Lawrence, Malraux, even Tolstoy can be approached from this direction. They experiment with themselves and in some cases an artistic conclusion can come only out of the ex­perimental results. Lawrence had no material other than what his life—that savage pilgrimage, as he called it—gave him. The ideas he tested, and tested not always by an acceptable standard, were ideas of the vital, the erotic, the instinctive. They involved us in a species of nature mysticism that gave, as a basis for mortality, sexual gratification. But I am not concerned here with all the particulars of Lawrence’s thesis. I am interested mainly in the connection between the understanding and the imagination, and the future place of the intelligence in imaginative literature.

It is necessary to admit, first, that ideas in the novel can be very dull. There is much in modern literature, and the other arts as well, to justify our prejudice against the didactic. Opinion, said Schopenhauer, is not as valid as imagination in a work of art. One can quarrel with an opin­ion or judgment in a novel, but actions are beyond argument and the imagination simply accepts them. I think that many modern novels, perhaps the majority, are the result of some didactic purpose. The at­tempt of writers to make perspective, to make scale and to carry us toward the sources of life, is of course the didactic intention. It involves the novelist in programs, in slogans, in political theories, religious theories and so on. Many modern novelists seem to say to themselves “what if” or “suppose that such and such were the case” and the results often show that the book was conceived in thought, in didactic pur­pose, rather than in the imagination. That is rather normal, given the state of things, the prevalence of the calculating principle in modern life, the need for conscious rules of procedure and the generally felt need for answers. Not only books, painting and musical compositions, but love affairs, marriages and even religious convictions often originate in an idea. So that the idea of love is more common than love, and the idea of belief is more often met with than faith. Some of our most re­spected novels have a purely mental inspiration. The results are some­times very pleasing because they can so easily be discussed, but the ideas in them generally have more substance than the characters who hold them.

American literature in the nineteenth century was highly didactic. Emerson, Thoreau, Whitman and even Melville were didactic writers. They wished to instruct a young and raw nation. American literature in the twentieth century has remained didactic, but it has also been unin­tellectual. This is not to say that thought is lacking in the twentieth-century American novel, but it exists under strange handicaps and is much disguised. In A Farewell to Arms Hemingway makes a list of subjects we must no longer speak about—a catalog of polluted words, words ruined by the rhetoric of criminal politicians and misleaders. Then Hemingway, and we must respect him for it, attempts to represent these betrayed qualities without using the words themselves. Thus we have courage without the word, honor without the word, and in The Old Man and the Sea we are offered a sort of Christian endurance, also without specific terms. Carried to this length, the attempt to represent ideas while sternly forbidding thought begins to look like a curious and highly sophisticated game. It shows a great skepticism of the strength of art. It makes it appear as though ideas openly expressed would be too much for art to bear.

We have developed in American fiction a strange combination of extreme naïveté in the characters and of profundity implicit in the writ­ing, in the techniques themselves and in the language. But the language of thought itself is banned; it is considered dangerous and destructive. American writers appear to have a strong loyalty to the people, to the common man. Perhaps in some cases the word for this is not loyalty; perhaps it might better be described as fealty. But a writer should aim to reach all levels of society and as many levels of thought as possible, avoiding democratic prejudice as much as intellectual snobbery. Why should he be ashamed of thinking? I do not claim that all writers think, or should think. Some are peculiarly inept at ideas and we would harm them by insisting that they philosophize. But the record shows that most artists are intellectually active, and it is only now in a world increasingly intellectualized, more and more dominated by the productions of scientific thought, that they seem strangely reluctant to use their brains or to give any sign that they have brains to use.

All through the nineteenth century the conviction increases in nov­elists as different as Goncharov in Russia and Thomas Hardy in England that thought is linked with passivity and is devitalizing. And in the masterpieces of the twentieth century the thinker usually has a weak grip on life. But by now an alternative, passionate activity without ideas, has also been well explored in novels of adventure, hunting, com­bat and eroticism. Meanwhile miracles born of thought have been largely ignored by modern literature. If narration is neglected by novel­ists like Proust and Joyce, the reasons are that for a time the drama has passed from external action to internal movement. In Proust and Joyce we are enclosed by and held within a single consciousness. In this inner realm the writer’s art dominates everything. The drama has left external action because the old ways of describing interests, of describing the fate of the individual, have lost their power. Is the sheriff a good fellow? Is our neighbor to be pitied? Are the baker’s daughters virtuous? We see such questions now as belonging to a dead system, mere formulas. It is possible that our hearts would open again to the baker’s daughters if we understood them differently.

A clue may be offered by Pascal, who said there are no dull people, only dull points of view. Maybe that is going a little far. (A religious philosophy is bound to maintain that every soul is infinitely precious and therefore infinitely interesting.) But it begins perhaps to be evi­dent what my position is. Imagination, binding itself to dull viewpoints, puts an end to stories. The imagination is looking for new ways to ex­press virtue. Society just now is in the grip of certain common falsehoods about virtue—not that anyone really believes them. And these cheerful falsehoods beget their opposites in fiction, a dark literature, a literature of victimization, of old people sitting in ash cans waiting for the breath of life to depart. This is the way things stand; only this re­mains to be added, that we have barely begun to comprehend what a human being is, and that the baker’s daughters may have revelations and miracles to offer to keep fascinated novelists busy until the end of time.

I would like to add this also, in conclusion, about good thought and bad thought in the novel. In a way it doesn’t matter what sort of line the novelist is pushing, what he is affirming. If he has nothing to offer but his didactic purpose, he is a bad writer. His ideas have ruined him. He could not afford the expense of maintaining them. It is not the didactic purpose itself that is a bad thing, and the modern novelist drawing back from the dangers of didacticism has often become strangely unreal, and the purity of his belief in art for art in some cases has been peculiarly unattractive. Among modern novelists the bravest have taken the risk of teaching and have not been afraid of using the terms of religion, science, philosophy and politics. Only they have been prepared to admit the strongest possible arguments against their own positions.

Here we see the difference between a didactic novelist like D. H. Lawrence and one like Dostoyevsky. When he was writing The Brothers Karamazov and had just ended the famous conversation between Ivan and Alyosha, in which Ivan, despairing of justice, offers to return his ticket to God, Dostoyevsky wrote to one of his correspondents that he must now attempt, through Father Zossima, to answer Ivan’s argu­ments. But he has in advance all but devastated his own position. This, I think, is the greatest achievement possible in a novel of ideas. It be­comes art when the views most opposite to the author’s own are allowed to exist in full strength. Without this a novel of ideas is mere self-indulgence and didacticism is simply ax-grinding. The opposites must be free to range themselves against each other and they must be pas­sionately expressed on both sides. It is for this reason that I say it doesn’t matter much what the writer’s personal position is, what he wishes to affirm. He may affirm principles we all approve of and write very bad novels.

The novel, to recover and flourish, requires new ideas about human­kind. These ideas in turn cannot live in themselves. Merely asserted, they show nothing but the goodwill of the author. They must therefore be discovered and not invented. We must see them in flesh and blood. There would be no point in continuing at all if many writers did not feel the existence of these unrecognized qualities. They are present and they demand release and expression.

[1962]

 

From THERE IS SIMPLY TOO MUCH TO THINK ABOUT: Collected non-fiction by Saul Bellow, edited by Benjamin Taylor. Reprinted by arrangement with The Wylie Agency, to be published by Viking Penguin, part of the Penguin Random House company. Copyright © 2015 by Janis Bellow.

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